Pritchards Stock Brokers Nottingham - Financial Adviser in Nottingham City Centre, Nottingham

By continuing to use this site you consent to the use of cookies on your device as described in our cookie policy unless you have disabled them. You can change your cookie settings at any time but parts of our site will not function correctly without them. David John Gillespie, managing director of Pritchard Stockbrokers, has been disqualified for eight years for causing his firm to both mislead the Financial Standard Authority and to trade in breach of financial rules and regulations regarding the use of client monies.

This regarded an investment in a company, of which Pritchard Stockbrokers itself was a shareholder. The disqualifications, from 3 and 2 December this year, prevent Mr Gillespie and Mr Welsby respectively, from directly or indirectly becoming involved in the promotion, formation or management of a company for the duration of their disqualification terms.

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David Brooks, group leader at The Insolvency Service, said although there was no evidence of personal benefit by either Mr Welsby or Mr Gillespie, their actions in such a highly regulated industry, resulted in shortfalls in client funds to continue from at least Pritchard Stockbrokers latterly traded from its headquarters in Bournemouth, but also provided services through a branch network with agency branches in London, Norwich, Poole, Nottingham, Bristol, Cardiff, Swansea, Woking and Colchester.

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Banned stockbroker Pritchard sells client list | Insider Media Ltd

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